114877/EU XXV. GP
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114877/EU XXV. GP
114877/EU XXV. GP Eingelangt am 13/09/16 Council of the European Union Brussels, 13 September 2016 8111/16 Interinstitutional File: 2011/0203 (COD) JUR 165 EF 89 ECOFIN 310 CODEC 493 LEGISLATIVE ACTS AND OTHER INSTRUMENTS: CORRIGENDUM/RECTIFICATIF Subject: Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p. 338) LANGUAGES concerned: BG, ES, CS, DA, DE, ET, EL, EN, FR, HR, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV PROCEDURE APPLICABLE according to the Council Statement of 1975. (The procedures are explained in Council document 5980/07 JUR 49, available in the official languages, together with a translation of the structure of this cover page.) — Procedure 2(c) (obvious errors in a number of language versions) The corrigendum will be published in the Official Journal after approval by the European Parliament. TIME LIMIT for the observations by the Member States: 8 days Any observations regarding this corrigendum should be notified to the Legal Service (DQL Rectificatifs): [email protected] 8111/16 JUR www.parlament.gv.at EN ɉɊɂɅɈɀȿɇɂȿ ɉɈɉɊȺȼɄȺ ɧɚȾɢɪɟɤɬɢɜɚȿɋɧɚȿɜɪɨɩɟɣɫɤɢɹɩɚɪɥɚɦɟɧɬɢɧɚɋɴɜɟɬɚɨɬɸɧɢɝɨɞɢɧɚ ɨɬɧɨɫɧɨɞɨɫɬɴɩɚ ɞɨɨɫɴɳɟɫɬɜɹɜɚɧɟɬɨɧɚɞɟɣɧɨɫɬɨɬɤɪɟɞɢɬɧɢɬɟɢɧɫɬɢɬɭɰɢɢɢɨɬɧɨɫɧɨ ɩɪɭɞɟɧɰɢɚɥɧɢɹɧɚɞɡɨɪɜɴɪɯɭɤɪɟɞɢɬɧɢɬɟɢɧɫɬɢɬɭɰɢɢɢɢɧɜɟɫɬɢɰɢɨɧɧɢɬɟɩɨɫɪɟɞɧɢɰɢ ɡɚɢɡɦɟɧɟɧɢɟɧɚȾɢɪɟɤɬɢɜɚȿɈɢɡɚɨɬɦɹɧɚɧɚɞɢɪɟɤɬɢɜɢȿɈɢ ȿɈ Ɉɮɢɰɢɚɥɟɧɜɟɫɬɧɢɤɧɚȿɜɪɨɩɟɣɫɤɢɹɫɴɸɡ/ɨɬɸɧɢɝ 1. ɇɚɫɬɪɚɧɢɰɚɱɥɟɧɩɚɪɚɝɪɚɮɛɭɤɜɚɧ ɜɦɟɫɬɨ: Ä«ɢɥɢɜɫɥɭɱɚɢɬɟɜɤɨɢɬɨɫɴɝɥɚɫɧɨɱɥɟɧɨɜɟɢɥɢɨɬɊɟɝɥɚɦɟɧɬȿɋʋɫɟ ɡɚɛɪɚɧɹɜɚɬɬɚɤɢɜɚɩɥɚɳɚɧɢɹɤɴɦɩɪɢɬɟɠɚɬɟɥɢɧɚɢɧɫɬɪɭɦɟɧɬɢɜɤɥɸɱɟɧɢɜɫɨɛɫɬɜɟɧɢɹ ɤɚɩɢɬɚɥ³ ɞɚɫɟɱɟɬɟ: Ä«ɢɥɢɜɫɥɭɱɚɢɬɟɜɤɨɢɬɨɫɴɝɥɚɫɧɨɱɥɟɧɨɜɟɢɥɢ ɨɬɊɟɝɥɚɦɟɧɬȿɋʋɫɟ ɡɚɛɪɚɧɹɜɚɬɬɚɤɢɜɚɩɥɚɳɚɧɢɹɤɴɦɩɪɢɬɟɠɚɬɟɥɢɧɚɢɧɫɬɪɭɦɟɧɬɢɜɤɥɸɱɟɧɢɜɫɨɛɫɬɜɟɧɢɹ ɤɚɩɢɬɚɥ³ 2. ɇɚɫɬɪɚɧɢɰɚɱɥɟɧɩɚɪɚɝɪɚɮ1: ɜɦɟɫɬɨ: Ä«ɩɚɪɚɝɪɚɮɛɭɤɜɢɠɠɢɢ³ ɞɚɫɟ ɱɟɬɟ: Ä«ɩɚɪɚɝɪɚɮɛɭɤɜɢɠɡɢ ɢ³ 8111/16 ɉɊɂɅɈɀȿɇɂȿ 1 JUR www.parlament.gv.at BG ɇɚɫɬɪɚɧɢɰɚɱɥɟɧɩɚɪɚɝɪɚɮɛɭɤɜɚɥɩɨɞɬɨɱɤɚLL ɜɦɟɫɬɨ: Ä«ɤɨɝɚɬɨɟɜɴɡɦɨɠɧɨ«ɤɪɟɞɢɬɧɨɬɨɤɚɱɟɫɬɜɨɧɚɢɧɫɬɢɬɭɰɢɹɬɚɤɚɬɨɩɪɟɭɫɩɹɜɚɳɨ ɩɪɟɞɩɪɢɹɬɢɟɢ«³ ɞɚɫɟ ɱɟɬɟ: Ä«ɤɨɝɚɬɨɟɜɴɡɦɨɠɧɨ«ɤɪɟɞɢɬɧɨɬɨɤɚɱɟɫɬɜɨɧɚɢɧɫɬɢɬɭɰɢɹɬɚɤɚɬɨɞɟɣɫɬɜɚɳɨ ɩɪɟɞɩɪɢɹɬɢɟ ɢ«³ 4. ɇɚɫɬɪɚɧɢɰɚɱɥɟɧɩɚɪɚɝɪɚɮɜɬɨɪɚɢɬɪɟɬɚɚɥɢɧɟɢ ɜɦɟɫɬɨ: Äȼɫɥɭɱɚɣɧɚɪɚɡɧɨɝɥɚɫɢɟɦɟɠɞɭɤɨɦɩɟɬɟɧɬɧɢɬɟɨɪɝɚɧɢɨɬɧɨɫɧɨɪɚɛɨɬɚɬɚɧɚɤɨɥɟɝɢɭɦɢɨɬ ɧɚɞɡɨɪɧɢɨɪɝɚɧɢɜɫɟɤɢɨɬɫɴɨɬɜɟɬɧɢɬɟɤɨɦɩɟɬɟɧɬɧɢɨɪɝɚɧɢɦɨɠɟɞɚɨɬɧɟɫɟɜɴɩɪɨɫɚɞɨȿȻɈɢ ɞɚɩɨɢɫɤɚɧɟɝɨɜɨɬɨɫɴɞɟɣɫɬɜɢɟɜɫɴɨɬɜɟɬɫɬɜɢɟɫɱɥɟɧɨɬɊɟɝɥɚɦɟɧɬȿɋʋ ȿȻɈɦɨɠɟɢɩɨɫɨɛɫɬɜɟɧɚɢɧɢɰɢɚɬɢɜɚɞɚɩɨɞɩɨɦɚɝɚɤɨɦɩɟɬɟɧɬɧɢɬɟɨɪɝɚɧɢɜɫɥɭɱɚɣɧɚ ɪɚɡɧɨɝɥɚɫɢɟɨɬɧɨɫɧɨɪɚɛɨɬɚɬɚɧɚɤɨɥɟɝɢɭɦɢɨɬɧɚɞɡɨɪɧɢɨɪɝɚɧɢ— ɫɴɝɥɚɫɧɨɧɚɫɬɨɹɳɢɹɱɥɟɧ ɢɜɫɴɨɬɜɟɬɫɬɜɢɟɫɱɥɟɧɩɚɪɚɝɪɚɮɜɬɨɪɚɚɥɢɧɟɹɨɬɩɨɫɨɱɟɧɢɹɪɟɝɥɚɦɟɧɬ³ ɞɚɫɟ ɱɟɬɟ: Äȼɫɥɭɱɚɣɧɚɪɚɡɧɨɝɥɚɫɢɟɦɟɠɞɭɤɨɦɩɟɬɟɧɬɧɢɬɟɨɪɝɚɧɢɨɬɧɨɫɧɨɪɚɛɨɬɚɬɚɧɚɤɨɥɟɝɢɢɬɟɨɬ ɧɚɞɡɨɪɧɢɨɪɝɚɧɢɜɫɟɤɢɨɬɫɴɨɬɜɟɬɧɢɬɟɤɨɦɩɟɬɟɧɬɧɢɨɪɝɚɧɢɦɨɠɟɞɚɨɬɧɟɫɟɜɴɩɪɨɫɚɞɨȿȻɈɢ ɞɚɩɨɢɫɤɚɧɟɝɨɜɨɬɨɫɴɞɟɣɫɬɜɢɟɜɫɴɨɬɜɟɬɫɬɜɢɟɫɱɥɟɧɨɬɊɟɝɥɚɦɟɧɬȿɋʋ ȿȻɈɦɨɠɟɢɩɨɫɨɛɫɬɜɟɧɚɢɧɢɰɢɚɬɢɜɚɞɚɩɨɞɩɨɦɚɝɚɤɨɦɩɟɬɟɧɬɧɢɬɟɨɪɝɚɧɢɜɫɥɭɱɚɣɧɚ ɪɚɡɧɨɝɥɚɫɢɟɨɬɧɨɫɧɨɪɚɛɨɬɚɬɚɧɚɤɨɥɟɝɢɢɬɟɨɬ ɧɚɞɡɨɪɧɢɨɪɝɚɧɢ— ɫɴɝɥɚɫɧɨɧɚɫɬɨɹɳɢɹɱɥɟɧ ɢɜɫɴɨɬɜɟɬɫɬɜɢɟɫɱɥɟɧɩɚɪɚɝɪɚɮɜɬɨɪɚɚɥɢɧɟɹɨɬɩɨɫɨɱɟɧɢɹɪɟɝɥɚɦɟɧɬ³ 8111/16 ɉɊɂɅɈɀȿɇɂȿ 2 JUR www.parlament.gv.at BG 5. ɇɚɫɬɪɚɧɢɰɚɱɥɟɧɩɚɪɚɝɪɚɮ ɜɦɟɫɬɨ: Ä Ɂɚɰɟɥɢɬɟɧɚɩɚɪɚɝɪɚɮɨɬɢɧɫɬɢɬɭɰɢɢɬɟɦɨɠɟɞɚɫɟɢɡɢɫɤɜɚɞɚɩɨɞɞɴɪɠɚɬɨɫɜɟɧ ɛɚɡɨɜɢɹɫɨɛɫɬɜɟɧɤɚɩɢɬɚɥɨɬɩɴɪɜɢɪɟɞɧɟɨɛɯɨɞɢɦɡɚɢɡɩɴɥɧɟɧɢɟɧɚɤɚɩɢɬɚɥɨɜɨɬɨ ɢɡɢɫɤɜɚɧɟɫɴɝɥɚɫɧɨɱɥɟɧɨɬɊɟɝɥɚɦɟɧɬȿɋʋ«ɋɴɨɬɜɟɬɧɢɹɬ ɤɨɦɩɟɬɟɧɬɟɧɢɥɢɨɩɪɟɞɟɥɟɧɨɪɝɚɧɦɨɠɟɞɚɢɡɢɫɤɚɢɧɫɬɢɬɭɰɢɢɬɟɞɚɩɨɞɞɴɪɠɚɬɛɭɮɟɪɚ ɡɚɫɢɫɬɟɦɟɧɪɢɫɤɧɚɢɧɞɢɜɢɞɭɚɥɧɨɤɚɤɬɨɢɧɚɤɨɧɫɨɥɢɞɢɪɚɧɨɧɢɜɨ³ ɞɚɫɟ ɱɟɬɟ: Ä Ɂɚɰɟɥɢɬɟɧɚɩɚɪɚɝɪɚɮɨɬɧɚɫɬɨɹɳɢɹɱɥɟɧɨɬɢɧɫɬɢɬɭɰɢɢɬɟ ɦɨɠɟɞɚɫɟɢɡɢɫɤɜɚɞɚ ɩɨɞɞɴɪɠɚɬɨɫɜɟɧɛɚɡɨɜɢɹɫɨɛɫɬɜɟɧɤɚɩɢɬɚɥɨɬɩɴɪɜɢɪɟɞɧɟɨɛɯɨɞɢɦɡɚɢɡɩɴɥɧɟɧɢɟɧɚ ɤɚɩɢɬɚɥɨɜɢɬɟɢɡɢɫɤɜɚɧɢɹɫɴɝɥɚɫɧɨ ɱɥɟɧɨɬɊɟɝɥɚɦɟɧɬȿɋʋ« ɋɴɨɬɜɟɬɧɢɹɬɤɨɦɩɟɬɟɧɬɟɧɢɥɢɨɩɪɟɞɟɥɟɧɨɪɝɚɧɦɨɠɟɞɚɢɡɢɫɤɚɢɧɫɬɢɬɭɰɢɢɬɟɞɚ ɩɨɞɞɴɪɠɚɬɛɭɮɟɪɚɡɚɫɢɫɬɟɦɟɧɪɢɫɤɧɚɢɧɞɢɜɢɞɭɚɥɧɨɧɚɤɨɧɫɨɥɢɞɢɪɚɧɨɢɧɚ ɩɨɞɤɨɧɫɨɥɢɞɢɪɚɧɨɧɢɜɨ³ 6. ɇɚɫɬɪɚɧɢɰɚɱɥɟɧɩɚɪɚɝɪɚɮɜɬɨɪɚɚɥɢɧɟɹ ɜɦɟɫɬɨ: ÄɄɨɦɩɟɬɟɧɬɧɢɬɟɨɪɝɚɧɢɞɚɜɚɬɬɚɤɨɜɚɪɚɡɪɟɲɟɧɢɟɫɚɦɨɜɴɡɨɫɧɨɜɚɧɚɤɨɧɤɪɟɬɧɨɬɨɩɨɥɨɠɟɧɢɟ ɧɚɞɚɞɟɧɚɤɪɟɞɢɬɧɚɢɧɫɬɢɬɭɰɢɹ«³ ɞɚɫɟ ɱɟɬɟ: ÄɄɨɦɩɟɬɟɧɬɧɢɬɟɨɪɝɚɧɢɞɚɜɚɬɬɚɤɨɜɚɪɚɡɪɟɲɟɧɢɟɫɚɦɨɜɴɡɨɫɧɨɜɚɧɚɤɨɧɤɪɟɬɧɨɬɨɩɨɥɨɠɟɧɢɟ ɧɚɞɚɞɟɧɚɢɧɫɬɢɬɭɰɢɹ «³ 8111/16 ɉɊɂɅɈɀȿɇɂȿ JUR www.parlament.gv.at BG 7. ɇɚɫɬɪɚɧɢɰɚɱɥɟɧɩɴɪɜɚɚɥɢɧɟɹɜɬɨɪɨɢɡɪɟɱɟɧɢɟ ɜɦɟɫɬɨ: ÄɄɨɦɢɫɢɹɬɚɢɤɨɦɩɟɬɟɧɬɧɢɬɟɨɪɝɚɧɢɧɚɨɫɬɚɧɚɥɢɬɟɡɚɫɟɝɧɚɬɢɞɴɪɠɚɜɢɱɥɟɧɤɢɜɫɟɭɜɟɞɨɦɹɜɚɬ ɡɚɬɟɡɢɦɟɪɤɢɩɪɢɩɴɪɜɚɜɴɡɦɨɠɧɨɫɬ³ ɞɚɫɟ ɱɟɬɟ: ÄɄɨɦɢɫɢɹɬɚɢɤɨɦɩɟɬɟɧɬɧɢɬɟɨɪɝɚɧɢɧɚɨɫɬɚɧɚɥɢɬɟɡɚɫɟɝɧɚɬɢɞɴɪɠɚɜɢɱɥɟɧɤɢɫɟɭɜɟɞɨɦɹɜɚɬ ɡɚɬɟɡɢɦɟɪɤɢɩɪɢɩɴɪɜɚɜɴɡɦɨɠɧɨɫɬ³ 8. ɇɚɫɬɪɚɧɢɰɚɱɥɟɧɩɚɪɚɝɪɚɮɩɴɪɜɨɢɡɪɟɱɟɧɢɟ ɜɦɟɫɬɨ: Ä«ɤɨɦɩɟɬɟɧɬɧɢɬɟɨɪɝɚɧɢ«ɫɴɡɞɚɜɚɬ ɢɩɪɟɞɫɟɞɚɬɟɥɫɬɜɚɬɤɨɥɟɝɢɹɨɬɧɚɞɡɨɪɧɢɨɪɝɚɧɢɫɰɟɥ ɭɥɟɫɧɹɜɚɧɟ«ɢɨɛɦɟɧɚɧɚɢɧɮɨɪɦɚɰɢɹɩɨɱɥɟɧ³ ɞɚɫɟ ɱɟɬɟ: Ä«ɤɨɦɩɟɬɟɧɬɧɢɬɟɨɪɝɚɧɢ«ɫɴɡɞɚɜɚɬɢɩɪɟɞɫɟɞɚɬɟɥɫɬɜɚɬɤɨɥɟɝɢɹɨɬɧɚɞɡɨɪɧɢɨɪɝɚɧɢɫɰɟɥ ɭɥɟɫɧɹɜɚɧɟ«ɢɨɛɦɟɧɚɧɚɢɧɮɨɪɦɚɰɢɹɩɨɱɥɟɧ³ 8111/16 ɉɊɂɅɈɀȿɇɂȿ 4 JUR www.parlament.gv.at BG ANEXO CORRECCIÓN DE ERRORES de la Directiva 8(GHO3DUODPHQWR(XURSHR\GHO&RQVHMRGH de MXQLRGH UHODWLYDDODFFHVRDODDFWLYLGDGGHODVHQWLGDGHVGHFUpGLWR\DODVXSHUYLVLyQSUXGHQFLDOGHODV HQWLGDGHVGHFUpGLWR\ODVHPSUHVDVGHLQYHUVLyQSRUODTXHVHPRGLILFDOD Directiva &(\VHGHURJDQODV'LUHFWLYDV &(\ &( ('LDULR2ILFLDOGHOD8QLyQ(XURSHD/GHGHMXQLRGH) 1. En la página DUWtFXOR 67, apartado 1, letra n): GRQGHGLFH: «n) cuando una entidad efectúe pagos a titulares de los instrumentos incluidos en los fondos SURSLRVGHODHQWLGDGLQIULQJLHQGRFRQHOORHODUWtFXOR 141 de la presente Directiva, o bien en VXSXHVWRVHQTXHORVDUWtFXORV 28, 51 o GHO5HJODPHQWR8(Q SURKtEHQWDOHVSDJRVD WLWXODUHVGHLQVWUXPHQWRVLQFOXLGRVHQORVIRQGRVSURSLRVª GHEHGHFLU: «n) cuando una entidad efectúe pagos a titulares de los instrumentos incluidos en los fondos SURSLRVGHODHQWLGDGLQIULQJLHQGRFRQHOORHODUWtFXOR 141 de la presente Directiva, o bien en VXSXHVWRVHQTXHORVDUWtFXORV 28, 52 o 6GHO5HJODPHQWR8(Q SURKtEHQWDOHVSDJRVD titulares de instrumentos incluiGRVHQORVIRQGRVSURSLRVª 8111/16 ANEXO 5 JUR www.parlament.gv.at ES 2. En la página DUWtFXOR DSDUWDGR GRQGHGLFH: © A efectos del apartado 1, podrá exigirse que las entidades mantengan, además del capital de nivel RUGLQDULRSDUDFXPSOLUHOUHTXLVLWRGHIRQGRVSURSLRVLPSXHVWRSRUHODUWtFXOR 92 del 5HJODPHQWR8(Q XQFROFKyQFRQWUDULHVJRVVLVWpPLFRVGHal menos un 1 % de capital de nivel RUGLQDULREDVDGRHQODVH[SRVLFLRQHVDODVTXHVHDSOLFDHOFROFKyQFRQWUDULHVJRV VLVWpPLFRVGHDFXHUGRFRQHODSDUWDGR GHOSUHVHQWHDUWtFXORVREUHXQDEDVHLQGLYLGXDO consolidada o subconsolidada, según correspRQGDGHFRQIRUPLGDGFRQODSDUWHSULPHUDWtWXOR II, del 5HJODPHQWR8(Q /DFRUUHVSRQGLHQWHDXWRULGDGFRPSHWHQWHRGHVLJQDGDSRGUiH[LJLU TXHODVHQWLGDGHVPDQWHQJDQHOFROFKyQFRQWUDULHVJRVVLVWpPLFRVWDQWRHQEDVHLQGLYLGXDOFRPR consolidaGDª GHEHGHFLU: © A efectos del apartado 1 GHOSUHVHQWHDUWtFXORSRGUi exigirse que las entidades mantengan, además del capital de nivel 1 ordinario para cumplir los requisitos de fondos propios impuestos por HODUWtFXOR GHO5HJODPHQWR8(Q 575XQFROFKyQFRQWUDULHVJRVVLVWpPLFRVGHDOPHQRV un 1 % de capital de nivel RUGLQDULREDVDGRHQODVH[SRVLFLRQHVDODVTXHVHDSOLFDHOFROFKyQ contra riesgos VLVWpPLFRVGHDFXHUGR con el apartado GHOSUHVHQWHDUWtFXORVREUHXQDEDVH individual, consolidada o subconsolidada, según corresponda de conformidad con la parte primera, WtWXOR ,,GHO5HJODPHQWR8(Q /DFRUUHVSRQGLHQWHDXWRULGDGFRPSHWHQWHRGHVLJQDGD SRGUiH[LJLUTXHODVHQWLGDGHVPDQWHQJDQHOFROFKyQFRQWUDULHVJRVsistpPLFRVHQ base individual, consolidada y subconsolidadaª 8111/16 ANEXO 6 JUR www.parlament.gv.at ES En la página DUWtFXOR 142, apartado 1, párrafo segundo: GRQGHGLFH: ©/DVDXWRULGDGHVFRPSHWHQWHVVRODPHQWHFRQFHGHUiQHVWDVDXWRUL]DFLRQHVEDViQGRVHHQODVLWXDFLyQ individual de una entidDGGHFUpGLWR\WHQLHQGRHQFXHQWDODHVFDOD\ODFRPSOHMLGDGGHODV DFWLYLGDGHVGHODHQWLGDGª GHEHGHFLU: ©/DVDXWRULGDGHVFRPSHWHQWHVVRODPHQWHFRQFHGHUiQHVWDVDXWRUL]DFLRQHVEDViQGRVHHQODVLWXDFLyQ individual de una entidad y teniendo en cuenta la escala y la complejidad de las actividades de la HQWLGDGª 4. 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ȈIJȘıİȜȓįĮȐȡșȡȠʌĮȡȐȖȡĮijȠȢ ǹȞIJȓ: ©«ȝȘȣʌȠțİȓȝİȞȠıİİʌȠʌIJİȓĮįȣȞȐȝİȚIJȘȢʌĮȡȠȪıĮȢȠįȘȖȓĮȢȒįȣȞȐȝİȚIJȦȞȠįȘȖȚȫȞ ǼȀǼȀȒǼȀª įȚȐȕĮȗİ: ©«ȝȘȣʌȠțİȓȝİȞȠıİİʌȠʌIJİȓĮįȣȞȐȝİȚIJȘȢʌĮȡȠȪıĮȢȠįȘȖȓĮȢȒįȣȞȐȝİȚIJȘȢȠįȘȖȓĮȢǼȀ ǼȀȒǼȀª 5. ȈIJȘıİȜȓįĮȐȡșȡȠʌĮȡȐȖȡĮijȠȢıIJȠȚȤİȓȠȚį ǹȞIJȓ: ©«ȒıİʌİȡȚʌIJȫıİȚȢțĮIJȐIJȚȢȠʌȠȓİȢIJĮȐȡșȡĮȒIJȠȣțĮȞȠȞȚıȝȠȪǼǼĮȡȚș ĮʌĮȖȠȡİȪȠȣȞIJȚȢİȞȜȩȖȦʌȜȘȡȦȝȑȢıİțĮIJȩȤȠȣȢȝȑıȦȞʌȠȣʌİȡȚȜĮȝȕȐȞȠȞIJĮȚıIJĮȓįȚĮțİijȐȜĮȚĮª įȚȐȕĮȗİ: ©«ȒıİʌİȡȚʌIJȫıİȚȢțĮIJȐIJȚȢȠʌȠȓİȢIJĮȐȡșȡĮȒ IJȠȣțĮȞȠȞȚıȝȠȪǼǼĮȡȚș ĮʌĮȖȠȡİȪȠȣȞIJȚȢİȞȜȩȖȦʌȜȘȡȦȝȑȢıİțĮIJȩȤȠȣȢȝȑıȦȞʌȠȣʌİȡȚȜĮȝȕȐȞȠȞIJĮȚıIJĮȓįȚĮțİijȐȜĮȚĮª 8111/16 ȆǹȇǹȇȉǾȂǹ JUR www.parlament.gv.at EL 6. ȈIJȘıİȜȓįĮȐȡșȡȠʌĮȡȐȖȡĮijȠȢıIJȠȚȤİȓȠȕıȘȝİȓȠL ǹȞIJȓ: ©LȚįȡȣȝȐIJȦȞʌȠȣİȓȞĮȚȝȑȜȘIJȠȣȓįȚȠȣșİıȝȚțȠȪıȣıIJȒȝĮIJȠȢʌȡȠıIJĮıȓĮȢİijȩıȠȞʌȜȘȡȠȪȞIJĮȚȠȚ ʌȡȠȨʌȠșȑıİȚȢʌȠȣțĮșȠȡȓȗȠȞIJĮȚıIJȠȐȡșȡȠʌĮȡȐȖȡĮijȠȢIJȠȣțĮȞȠȞȚıȝȠȪǼǼĮȡȚș Ȓª įȚȐȕĮȗİ: ©LȚįȡȣȝȐIJȦȞʌȠȣİȓȞĮȚȝȑȜȘIJȠȣȓįȚȠȣșİıȝȚțȠȪıȣıIJȒȝĮIJȠȢʌȡȠıIJĮıȓĮȢİijȩıȠȞʌȜȘȡȠȪȞIJĮȚȠȚ ʌȡȠȨʌȠșȑıİȚȢʌȠȣțĮșȠȡȓȗȠȞIJĮȚıIJȠȐȡșȡȠʌĮȡȐȖȡĮijȠȢ IJȠȣțĮȞȠȞȚıȝȠȪǼǼĮȡȚș Ȓª 7. ȈIJȘıİȜȓįĮȐȡșȡȠʌĮȡȐȖȡĮijȠȢ ǹȞIJȓ: ©«ȠȚĮʌĮȚIJȒıİȚȢIJȠȣȐȡșȡȠȣIJȘȢʌĮȡȠȪıĮȢȠįȘȖȓĮȢȚıȤȪȠȣȞȖȚĮIJȘȞİʌȠʌIJİȓĮIJȦȞ İʌȚȤİȚȡȒıİȦȞİʌİȞįȪıİȦȞıİȝİȝȠȞȦȝȑȞȘȕȐıȘª įȚȐȕĮȗİ: ©«ȠȚĮʌĮȚIJȒıİȚȢIJȠȣȐȡșȡȠȣIJȘȢʌĮȡȠȪıĮȢȠįȘȖȓĮȢȚıȤȪȠȣȞȖȚĮIJȘȞİʌȠʌIJİȓĮIJȦȞ İʌȚȤİȚȡȒıİȦȞİʌİȞįȪıİȦȞıİĮIJȠȝȚțȒȕȐıȘª 8111/16 ȆǹȇǹȇȉǾȂǹ 24 JUR www.parlament.gv.at EL 8. ȈIJȘıİȜȓįĮȐȡșȡȠʌĮȡȐȖȡĮijȠȢ ǹȞIJȓ: © īȚĮIJȠȣȢıțȠʌȠȪȢIJȘȢʌĮȡĮȖȡȐijȠȣȝʌȠȡİȓȞĮĮʌĮȚIJȘșİȓĮʌȩIJĮȚįȡȪȝĮIJĮȞĮIJȘȡȠȪȞʌȑȡĮ ĮʌȩIJȠțİijȐȜĮȚȠțȠȚȞȫȞȝİIJȠȤȫȞIJȘȢȀĮIJȘȖȠȡȓĮȢʌȠȣIJȘȡİȓIJĮȚȖȚĮIJȚȢĮʌĮȚIJȒıİȚȢȚįȓȦȞ țİijĮȜĮȓȦȞʌȠȣșİıʌȓȗİȚIJȠȐȡșȡȠIJȠȣțĮȞȠȞȚıȝȠȪǼǼĮȡȚșĮʌȩșİȝĮĮıijĮȜİȓĮȢ ıȣıIJȘȝȚțȠȪțȚȞįȪȞȠȣțİijĮȜĮȓȠȣțȠȚȞȫȞȝİIJȠȤȫȞIJȘȢȀĮIJȘȖȠȡȓĮȢȪȥȠȣȢIJȠȣȜȐȤȚıIJȠȞȝİ ȕȐıȘIJĮĮȞȠȓȖȝĮIJĮıIJĮȠʌȠȓĮİijĮȡȝȩȗİIJĮȚIJȠĮʌȩșİȝĮĮıijĮȜİȓĮȢıȣıIJȘȝȚțȠȪțȚȞįȪȞȠȣıȪȝijȦȞĮ ȝİIJȘȞʌĮȡȐȖȡĮijȠIJȠȣʌĮȡȩȞIJȠȢȐȡșȡȠȣıİİȟĮIJȠȝȚțİȣȝȑȞȘİȞȠʌȠȚȘȝȑȞȘȒȣʌȠİȞȠʌȠȚȘȝȑȞȘ ȕȐıȘȩʌȦȢİijĮȡȝȩȗİIJĮȚıȪȝijȦȞĮȝİIJȠʌȡȫIJȠȝȑȡȠȢIJȓIJȜȠȢ,,IJȠȣİȞ ȜȩȖȦțĮȞȠȞȚıȝȠȪǾıȤİIJȚțȒ ĮȡȝȩįȚĮȒİȞIJİIJĮȜȝȑȞȘĮȡȤȒȝʌȠȡİȓȞĮĮʌĮȚIJİȓĮʌȩIJĮȚįȡȪȝĮIJĮȞĮįȚĮIJȘȡȠȪȞIJȠĮʌȩșİȝĮ ĮıijĮȜİȓĮȢıȣıIJȘȝȚțȠȪțȚȞįȪȞȠȣıİİȟĮIJȠȝȚțİȣȝȑȞȠțĮȚıİİȞȠʌȠȚȘȝȑȞȠİʌȓʌİįȠª įȚȐȕĮȗİ: © īȚĮIJȠȣȢıțȠʌȠȪȢIJȘȢʌĮȡĮȖȡȐijȠȣIJȠȣʌĮȡȩȞIJȠȢȐȡșȡȠȣȝʌȠȡİȓ ȞĮĮʌĮȚIJȘșİȓĮʌȩIJĮ ȚįȡȪȝĮIJĮȞĮIJȘȡȠȪȞʌȑȡĮĮʌȩIJȠțİijȐȜĮȚȠțȠȚȞȫȞȝİIJȠȤȫȞIJȘȢȀĮIJȘȖȠȡȓĮȢʌȠȣIJȘȡİȓIJĮȚȖȚĮIJȚȢ ĮʌĮȚIJȒıİȚȢȚįȓȦȞțİijĮȜĮȓȦȞʌȠȣșİıʌȓȗİȚIJȠȐȡșȡȠIJȠȣțĮȞȠȞȚıȝȠȪǼǼĮȡȚș ĮʌȩșİȝĮĮıijĮȜİȓĮȢıȣıIJȘȝȚțȠȪțȚȞįȪȞȠȣțİijĮȜĮȓȠȣțȠȚȞȫȞȝİIJȠȤȫȞIJȘȢȀĮIJȘȖȠȡȓĮȢȪȥȠȣȢ IJȠȣȜȐȤȚıIJȠȞȝİȕȐıȘIJĮĮȞȠȓȖȝĮIJĮıIJĮȠʌȠȓĮİijĮȡȝȩȗİIJĮȚIJȠĮʌȩșİȝĮĮıijĮȜİȓĮȢıȣıIJȘȝȚțȠȪ țȚȞįȪȞȠȣıȪȝijȦȞĮȝİIJȘȞʌĮȡȐȖȡĮijȠIJȠȣʌĮȡȩȞIJȠȢȐȡșȡȠȣıİĮIJȠȝȚțȒİȞȠʌȠȚȘȝȑȞȘ Ȓ ȣʌȠİȞȠʌȠȚȘȝȑȞȘȕȐıȘȩʌȦȢİijĮȡȝȩȗİIJĮȚıȪȝijȦȞĮȝİIJȠʌȡȫIJȠȝȑȡȠȢIJȓIJȜȠȢ,,IJȠȣİȞȜȩȖȦ țĮȞȠȞȚıȝȠȪǾıȤİIJȚțȒĮȡȝȩįȚĮȒİȞIJİIJĮȜȝȑȞȘĮȡȤȒȝʌȠȡİȓȞĮĮʌĮȚIJİȓĮʌȩIJĮȚįȡȪȝĮIJĮȞĮ įȚĮIJȘȡȠȪȞIJȠĮʌȩșİȝĮĮıijĮȜİȓĮȢıȣıIJȘȝȚțȠȪțȚȞįȪȞȠȣıİĮIJȠȝȚțȩıİİȞȠʌȠȚȘȝȑȞȠțĮȚıİ ȣʌȠİȞȠʌȠȚȘȝȑȞȠİʌȓʌİįȠª 8111/16 ȆǹȇǹȇȉǾȂǹ 25 JUR www.parlament.gv.at EL 9. ȈIJȘıİȜȓįĮȐȡșȡȠʌĮȡȐȖȡĮijȠȢʌȡȫIJȘʌİȡȓȠįȠȢ ǹȞIJȓ: ©«ʌȠȣʌȡȠȕȜȑʌİIJĮȚıIJȘȞʌĮȡȐȖȡĮijȠIJȠȣʌĮȡȩȞIJȠȢȐȡșȡȠȣțĮȚIJȘȞĮȞIJĮȜȜĮȖȒʌȜȘȡȠijȠȡȚȫȞ įȣȞȐȝİȚIJȠȣȐȡșȡȠȣª įȚȐȕĮȗİ: ©«ʌȠȣʌȡȠȕȜȑʌİIJĮȚıIJȘȞʌĮȡȐȖȡĮijȠIJȠȣʌĮȡȩȞIJȠȢȐȡșȡȠȣțĮȚIJȘȞĮȞIJĮȜȜĮȖȒʌȜȘȡȠijȠȡȚȫȞ įȣȞȐȝİȚIJȠȣȐȡșȡȠȣª 8111/16 ȆǹȇǹȇȉǾȂǹ 26 JUR www.parlament.gv.at EL ANNEX CORRIGENDUM WR'LUHFWLYH(8RIWKH(XURSHDQ3DUOLDPHQWDQGRIWKH&RXQFLORI-XQHRQ DFFHVVWRWKHDFWLYLW\RIFUHGLWLQVWLWXWLRQVDQGWKHSUXGHQWLDOVXSHUYLVLRQRIFUHGLWLQVWLWXWLRQV DQGLQYHVWPHQWILUPVDPHQGLQJ'LUHFWLYH(&DQGUHSHDOLQJ'LUHFWLYHV(& DQG(& (2IILFLDO-RXUQDO/RI-XQH) 1. 2QSDJH, Article 22(4): IRU "… QRWVXEMHFWWRVXSHUYLVLRQXQGHUWKLV'LUHFWLYHRUXQGHU'LUHFWLYHV(&(&RU (& UHDG "… not subject to supervision under this Directive or under Directive (&(&RU (& 2. 2QSDJH$UWLFOH67(1), point (n): IRU «RULQFDVHVZKHUH$UWLFOHVRURI5HJXODWLRQ(81RSURKLELWVXFKSD\PHQWV WRKROGHUVRILQVWUXPHQWVLQFOXGHGLQRZQIXQGV UHDG "… or in cases where Article RU RI5HJXODWLRQ(81RSURKLELWVXFKSD\PHQWV WRKROGHUVRILQVWUXPHQWVLQFOXGHGLQRZQIXQGV 8111/16 ANNEX 27 JUR www.parlament.gv.at EN On page 400, Article 117(4), first subparagraph, introductory wording: IRU "… where such a decision are of importance for other competent authoriWLHV VXSHUYLVRU\WDVNV UHDG "… where such a decision is of LPSRUWDQFHIRURWKHUFRPSHWHQWDXWKRULWLHV VXSHUYLVRU\WDVNV 4. 2QSDJH$UWLFOH IRU For the purpose of paragraph 1, institutions may be required to maintain, in addition to the Common Equity Tier 1 capital maintained to meet the own funds requirement imposed by Article RI5HJXODWLRQ(81R«7KHUHOHYDQWFRPSHWHQWRUGHVLJQDWHGDXWKRULW\PD\ UHTXLUHLQVWLWXWLRQVWRPDLQWDLQWKHV\VWHPLFULVNEXIIHURQDQLQGividual and on a consolidated level.", UHDG For the purpose of paragraph 1 of this Article, institutions may be required to maintain, in addition to the Common Equity Tier 1 capital maintained to meet the own funds requirements imposed by Article 92 oI5HJXODWLRQ(81R«7KHUHOHYDQWFRPSHWHQWRUGHVLJQDWHG DXWKRULW\PD\UHTXLUHLQVWLWXWLRQVWRPDLQWDLQWKHV\VWHPLFULVNEXIIHURQDQindividual, a consolidated and a sub-consolidated level. 8111/16 ANNEX 28 JUR www.parlament.gv.at EN 5. On page 416, Article 142(1), second subparagraph: IRU "Competent authorities shall grant such authorisations only on the basis of the individual situation of a credit institution ….", UHDG "Competent authorities shall grant such authorisations only on the basis of the individual situation of an institution « 6. On page 421, Article 158(5), first sentence: IRU "5. … the competent authorities … shall establish and chair a college of supervisors to facilitate … the exchange of information under Article 60.", UHDG "5. … the competent authorities … shall establish and chair a college of supervisors to facilitate … the exchange of information under Article 50.". 8111/16 ANNEX 29 JUR www.parlament.gv.at EN ANNEXE RECTIFICATIF jODGLUHFWLYH8(GX3DUOHPHQWHXURSpHQHWGX&RQVHLOGXMXLQFRQFHUQDQW O DFFqVjO DFWLYLWpGHVpWDEOLVVHPHQWVGHFUpGLWHWODVXUYHLOODQFHSUXGHQWLHOOHGHV pWDEOLVVHPHQWVGHFUpGLWHWGHVHQWUHSULVHVG LQYHVWLVVHPHQWPRGLILDQWODGLUHFWLYH&( HWDEURJHDQWOHVGLUHFWLYHV&(HW&( (-RXUQDORIILFLHOGHO 8QLRQHXURSpHQQH /GXMXLQ) 1. 3DJHDUWLFOHSDUDJUDSKH $XOLHXGH "…Q HVWSDVVRXPLVHjXQHVXUYHLOODQFHHQYHUWXGHODSUpVHQWHGLUHFWLYH ou des directives &(&(RX&(." 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Page 416, article 142, paragraphe 1, GHX[LqPHDOLQpD $XOLHXGH /HVDXWRULWpVFRPSpWHQWHVQ DFFRUGHQWXQWHOGpODLTXHVXUODEDVHGHODVLWXDWLRQSDUWLFXOLqUHG XQ pWDEOLVVHPHQWGHFUpGLW« OLUH /HVDXWRULWpVFRPSpWHQWHVQ DFFRUGHQWXQWHOGpODLTXHVXUODEDVHGHODVLWXDWLRQSDUWLFXOLqre d'un pWDEOLVVHPHQW…" 8111/16 ANNEXE JUR www.parlament.gv.at FR 6. Page DUWLFOHSDUDJUDSKHSUHPLqUHSKUDVH $XOLHXGH «OHVDXWRULWpVFRPSpWHQWHV«pWDEOLVVHQWHWSUpVLGHQWXQFROOqJHG DXWRULWpVGHVXUYHLOODQFHDILQGH IDFLOLWHU«jO pFKDQJHG LQIRUPDWLRQVHQYHUWXGHO DUWLFOH60." 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L'autorità competente o designata pertinente può esigere che 8111/16 ALLEGATO JUR www.parlament.gv.at IT gli enti detengano la riserva di capitale a fronte del rischio sistemico a livello individuale e a livello consolidato." OHJJDVL: Ai fini del paragrafo 1 del presente articolo, gli enti possono essere obbligati a detenere, in aggiunta al capitale primario di classe 1 detenuto per soddisfare i requisiti in materia di fondi propri LPSRVWLGDOO DUWLFRORGHOUHJRODPHQWR8(QXQDULVHUYDGLFDSLWDOHDIURQWHGHO rischio sistemico costituita da capitale primario di classe 1 pari almeno all'1 % delle esposizioni alle quali si applica la riserva di capitale a fronte del rischio sistemico conformemente al paragrafo 8 del presente articolo, su base individuale, consolidata o subconsolidata, secondo quanto applicabile conformemente alla parte uno, titolo II, dello stesso regolamento. L'autorità competente o designata pertinente può esigere che gli enti detengano la riserva di capitale a fronte del rischio sistemico a livello individuale, consolidato e subconsolidato.". 8111/16 ALLEGATO JUR www.parlament.gv.at IT Pagina 416, articolo 142, paragrafo 1, secondo comma: DQ]LFKp: "Le autorità competenti concedono tale autorizzazione solo sulla base della situazione individuale di un ente creditizio, …" OHJJDVL: "Le autorità competenti concedono tale autorizzazione solo sulla base della situazione individuale di un ente, …". 4. Pagina 421, articolo 158, paragrafo 5, prima frase: DQ]LFKp: "5. … le autorità competenti … istituiscono e presiedono un collegio delle autorità di vigilanza per facilitare … lo scambio di informazioni a norma dell'articolo 60." OHJJDVL: "5. … le autorità competenti … istituiscono e presiedono un collegio delle autorità di vigilanza per facilitare … lo scambio di informazioni a norma dell'articolo 50.". 5. 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Fil-SDƥQDO-$UWLNROX PLQIORN ³PKX[VRƥƥHWWDJƫDV-VXSHUYLĪMRQLVNRQWGLQLG-'LUHWWLYDMHZVNRQWLG-Direttivi 2009/65/KE, .(MHZ.(´ DTUD ³PKX[VRƥƥHWWDJƫDV-VXSHUYLĪMRQLVNRQWGLQLG-Direttiva jew VNRQWLG-Direttiva 2009/65/KE, .(MHZ.(´ 2. Fil-SDƥQDO-$UWLNROXil-punt (n): PLQIORN ³MHZI NDĪLMLHWIHMQO-$UWLNROLMHZWD 5HJRODPHQW8(1UXMLSSURMEL[[XWDOL SDJDPHQWLOLOGHWHQWXULWD VWUXPHQWLLQNOXĪLILO-IRQGLSURSUML´ DTUD ³MHZI NDĪLMLHWIHMQl-$UWLNROX, MHZtar-Regolament (UE) Nru MLSSURMEL[[LWDOL SDJDPHQWLOLOGHWHQWXULWD VWUXPHQWLLQNOXĪLILO-IRQGLSURSUML´ 8111/16 ANNESS 47 JUR www.parlament.gv.at MT Fil-SDƥQDO-$UWLNROXO-ewwel subparagrafu, il-NOLHPLQWURGXWWRUMX PLQIORN ³IHMQWDOLGHƛLĪMRQLMLHWLNXQXWD¶LPSRUWDQ]DJƫDOO-NRPSLWLVXSHUYLĪRUMLWD¶DZWRULWDMLHWNRPSHWHQWL RƫUD´ DTUD ³IHMQWDOLGHƛLĪMRQLWNXQWD¶ LPSRUWDQ]DJƫDOO-NRPSLWLVXSHUYLĪRUMLWD¶DZWRULWDMLHWNRPSHWHQWL RƫUD´ 4. Fil-SDƥQDO-$UWLNROX PLQIORN ³ *ƫDOO-fini tal-paragrafu 1, l-LVWLWX]]MRQLMLHWMLVWJƫXMNXQXPHƫWLHƥDMĪRPPXE ĪLHGDPDO- NDSLWDOWDO-Grad 1 tal-(NZLWj.RPXQLPLĪPXPELH[MLƥLVRGLVIDWWLU-UHNZLĪLWWD IRQGLSURSUMLLPSRVW bl-$UWLNROXWDU-5HJRODPHQW8(1UX/-DZWRULWjNRPSHWHQWLMHZLQQRPLQDta ULOHYDQWLWLVWD WHVLƥLOLO-LVWLWX]]MRQLMLHWLĪRPPXU-ULĪHUYDJƫDOULVNMXVLVWHPLNXIXTOLYHOOLQGLYLGZDOL XIXTOLYHOOLNNRQVROLGDW´ DTUD ³ *ƫDOO-fini tal-paragrafu WD¶GDQO-$UWLNROXO-istituzzjonijiet MLVWJƫXMNXQXPHƫWLHƥD MĪRPPXE ĪLHGDPal-NDSLWDOWDO-Grad 1 tal-(NZLWj.RPXQLPLĪPXPELH[MLƥXVVRGLVIDWLU-UHNZLĪLWL ta' fondi proprji imposti bl-$UWLNROXWDU-5HJRODPHQW8(1UX/-awtorità NRPSHWHQWLMHZLQQRPLQDWDULOHYDQWLWLVWD WHVLƥLOLO-LVWLWX]]MRQLMLHWLĪRPPXU-ULĪHUYDJƫDOULVNMX VLVWHPLNXIXTOLYHOOLQGLYLGZDOLIXTOLYHOONRQVROLGDWXIXTOLYHOOVXENRQVROLGDW´ 8111/16 ANNESS 48 JUR www.parlament.gv.at MT 5. Fil-SDƥQDO-$UWLNROXLW-tieni subparagrafu: PLQIORN ³/-DZWRULWDMLHWNRPSHWHQWLJƫDQGKRPMDJƫWXWDOLDZWRUL]]D]]MRQLMLHWELVVDEEDĪLWDV-sitwazzjoni individwali tal-LVWLWX]]MRQLWD NUHGLWX´ DTUD ³/-DZWRULWDMLHWNRPSHWHQWLJƫDQGKRPMDJƫWXWDOLDZWRUL]]D]]MRQLMLHWELVVDEEDĪLWDV-sitwazzjoni individwali tal-istituzzjoni ´ 6. Fil-SDƥQDO-$UWLNROXO-ewwel sentenza: PLQIORN ³O-DZWRULWDMLHWNRPSHWHQWLJƫDQGKRPMLVWDEELOL[[XXMLSSUHVMHGXNXOOHƥƥWD¶VXSHUYLĪXUL VDELH[MLIIDƛLOLWDZO-LVNDPEMXWD LQIRUPD]]MRQLVNRQWO-$UWLNROX´ DTUD ³... l-DZWRULWDMLHWNRPSHWHQWLJƫDQGKRPMLVWDEELOL[[XXMLSSUHVMHGXNXOOHƥƥWD¶VXSHUYLĪXUL VDELH[MLIIDƛLOLWDZO-LVNDPEMXWD LQIRUPD]]MRQLVNRQWl-$UWLNROX´ 8111/16 ANNESS 49 JUR www.parlament.gv.at MT BIJLAGE RECTIFICATIE YDQ 5LFKWOLMQ(8YDQKHW(XURSHHV3DUOHPHQWHQGH5DDGYDQ MXQL EHWUHIIHQGHWRHJDQJWRWKHWEHGULMIYDQNUHGLHWLQVWHOOLQJHQHQKHWSUXGHQWLHHO WRH]LFKWRS NUHGLHWLQVWHOOLQJHQHQEHOHJJLQJVRQGHUQHPLQJHQWRWZLM]LJLQJYDQ5LFKWOLMQ(*HQWRW LQWUHNNLQJYDQGH5LFKWOLMQHQ(*HQ(* 3XEOLFDWLHEODGYDQGH(XURSHVH8QLH/YDQMXQL 1. %ODG]LMGHDUWLNHOOLG 4: in plaats van: "… die niet onderworpen is aan toezicht uit hoofde van deze richtlijn of uit hoofde van de 5LFKWOLMQHQ(*(*RI(* lezen: "… die niet onderworpen is aan toezicht uit hoofde van deze richtlijn of uit hoofde van Richtlijn (*5LFKWOLMQ(*RI5LFKWOLMQ(*.". 2. %ODG]LMGHDUWLNHOOLGRQGHUQ in plaats van: "… RILQJHYDOOHQZDDULQGHUJHOLMNHEHWDOLQJHQ]LMQYHUERGHQRSJURQGYDQGHDUWLNHOHQ 28, 51 of van Verordening (EU) nr. ", lezen: "… RILQJHYDOOHQZDDULQGHUJHOLMNHEHWDOLQJHQ]LMQYHUERGHQRSJURQGYDQDUWLNHO DUWLNHO 52 of DUWLNHO van Verordening (EU) nr. ". 8111/16 BIJLAGE 50 JUR www.parlament.gv.at NL %ODG]LMGHDUWLNHOOLG in plaats van: Voor de toepassing van lid NXQQHQGHLQVWHOOLQJHQHUWRHZRUGHQYHUSOLFKWRPERYHQRSKHW tier 1-NHUQNDSLWDDOGDWZRUGWDDQJHKRXGHQRPWHYROGRHQDDQKHWELMDUWLNHO 92 van Verordening (EU) nr. RSJHOHJGHHLJHQYHUPRJHQVYHUHLVWH«'HUHOHYDQWHEHYoegde of aangewezen DXWRULWHLWNDQGHLQVWHOOLQJHQHUWRHYHUSOLFKWHQGHV\VWHHPULVLFREXIIHURSKHWLQGLYLGXHOHHQRSKHW geconsolideerde niveau aan te houden.", lezen: " Voor de toepassing van lid 1 YDQGLWDUWLNHO NXQQHQGHLQVWHOOLQJHQHUWRHZRUGHQYHUplicht om, bovenop het tier 1-NHUQNDSLWDDOGDWZRUGWDDQJHKRXGHQRPWHYROGRHQaan de bij DUWLNHO 92 van Verordening (EU) nr. RSJHOHJGHeigenvermogensvereisten, … De relevante bevoegde of DDQJHZH]HQDXWRULWHLWNDQGHLQVWHOOLQJHQHUWRHYHUSOLFKWHQ de systeemrisicobuffer op het individuele, het geconsolideerde en het gesubconsolideerde niveau aan te houden.". 4. %ODG]LMGHDUWLNHOOLGWZHHGHDOLQHD in plaats van: "'HEHYRHJGHDXWRULWHLWHQYHUOHQHQGHUJHOLMNHWRHODWLQJHQHQNHORSEDVLVYan de individuele situatie YDQHHQNUHGLHWLQVWHOOLQJ …", lezen: "'HEHYRHJGHDXWRULWHLWHQYHUOHQHQGHUJHOLMNHWRHODWLQJHQHQNHORSEDVLVYDQGHLQGLYLGXHOHVLWXDWLH van een instelling …". 8111/16 BIJLAGE 51 JUR www.parlament.gv.at NL 5. %ODG]LMGHDUWLNHOOLGHHUVWH]LQ in plaats van: "5. …, richten de bevoegde autoriteiten … een door hen voorgezeten college van WRH]LFKWKRXGHUVRSRP«KHWXLWZLVVHOHQYDQLQIRUPDWLHXLWKRRIGHYDQDUWLNHO 60 te YHUJHPDNNHOLMNHQ", lezen: "5. …, richten de bevoegde autoriteiten … een door hen voorgezeten college van toezichthouders op om … het uitwisselen van informatie uit hoofde van DUWLNHO 50 te YHUJHPDNNHOLMNHQ". 8111/16 BIJLAGE 52 JUR www.parlament.gv.at NL =$àĄ&=1,. 6352672:$1,( GRG\UHNW\Z\3DUODPHQWX(XURSHMVNLHJRL5DG\8(]GQLDF]HUZFDUZ VSUDZLHZDUXQNyZGRSXV]F]HQLDLQVW\WXFMLNUHG\WRZ\FKGRG]LDáDOQRĞFLRUD]QDG]RUX RVWURĪQRĞFLRZHJRQDGLQVW\WXFMDPLNUHG\WRZ\PLLILUPDPLLQZHVW\F\MQ\PL]PLHQLDMąFHM G\UHNW\ZĊ:(L XFK\ODMąFHMG\UHNW\Z\:(RUD]:( ']LHQQLN8U]ĊGRZ\/]F]HUZFDU 1. 6WURQDDUWXVW ]DPLDVW „2. :áDĞFLZHRUJDQ\QLHRGPDZLDMąXG]LHOHQLD]H]ZROHQLDQDUR]SRF]ĊFLHG]LDáDOQRĞFL«´ SRZLQQRE\ü „2. :áDĞFLZHRUJDQ\RGPDZLDMą XG]LHOHQLD]H]ZROHQLDQDUR]SRF]ĊFLHG]LDáDOQRĞFL«´ 2. 6WURQDDUWXVW ]DPLDVW Ä«NWyUDQLHSRGOHJDQDG]RURZLQDSRGVWDZLHQLQLHMV]HMG\UHNW\Z\OXEG\UHNW\Z2009/65/WE, :(L:(´ SRZLQQRE\ü Ä«NWyUDQLHSRGOHJDQDG]RURZLQDSRGVWDZLHQLQLHMV]HMG\UHNW\Z\G\UHNW\Z\:( G\UHNW\Z\:(OXEG\UHNW\Z\:(´ 8111/16 =$àĄ&=1,. 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Strona 416, art. 142 ust. DNDSLWGUXJL ]DPLDVW Ä:áDĞFLZHRUJDQ\XG]LHODMąWDNLFK]H]ZROHĔZ\áąF]QLHELRUąFSRGXZDJĊLQG\ZLGXDOQąV\WXDFMĊ LQVW\WXFMLNUHG\WRZHMLXZ]JOĊGQLDMąFVNDOĊL]áRĪRQRĞüMHMG]LDáDOQRĞFL´ SRZLQQRE\ü Ä:áDĞFLZHRUJDQ\XG]LHODMąWDNLFK]H]ZROHĔZ\áąF]QLHELRUąFSRGXZDJĊLQG\ZLGXDOQąV\WXDFMĊ LQVW\WXFMLLXZ]JOĊGQLDMąF VNDOĊL]áRĪRQRĞüMHMG]LDáDOQRĞFL´ 8111/16 =$àĄ&=1,. 59 JUR www.parlament.gv.at PL 16. Strona 421, art. 159 ust. 1 ]DPLDVW Ä«LQIRUPDFMLRNWyU\FKPRZDZDUWVDPRG]LHOQLHSU]H]SRĞUHGQLND´ SRZLQQRE\ü Ä«LQIRUPDFMLRNWyrych mowa w art. 50, samodzielnie lub przez SRĞUHGQLND´ 17. Strona 421, art. 158 ust. 5 zdanie pierwsze: ]DPLDVW: „5. «ZáDĞFLZHRUJDQ\«XVWDQDZLDMąNROHJLXPRUJDQyZQDG]RUF]\FKLSU]HZRGQLF]ąPXDE\ XáDWZLü«Z\PLDQĊLQIRUPDFML]JRGQLH]DUW´ SRZLQQRE\ü „5. «ZáDĞFLZHRUJDQ\«XVWDQDZLDMąNROHJLXPRUJDQyZQDG]RUF]\FKLSU]HZRGQLF]ąPXDE\ XáDWZLü«Z\PLDQĊLQIRUPDFML]JRGQLH]art. 50´ 8111/16 =$àĄ&=1,. 60 JUR www.parlament.gv.at PL ANEXO RETIFICAÇÃO GD'LUHWLYD8(GR3DUODPHQWR(XURSHXHGR&RQVHOKRGH de MXQKRGH UHODWLYDDRDFHVVRjDWLYLGDGHGDVLQVWLWXLo}HVGHFUpGLWRHjVXSHUYLVmRSUXGHQFLDOGDV LQVWLWXLo}HVGHFUpGLWRHHPSUHVDVGHLQYHVWLPHQWRTXHDOWHUDD'LUHWLYD&(HUHYRJD DV'LUHWLYDV&(H&( (-RUQDO2ILFLDOGD8QLmR(XURSHLD/GHGHMXQKRGH) 1. 1DSiJLQDDUWLJR Q DOtQHD n): RQGHVHOr "… ou nos casos em que os artigos RXGRRegulamento 8(Q SURtEHP HVVHVSDJDPHQWRVDGHWHQWRUHVGHLQVWUXPHQWRVLQFOXtGRVQRVIXQGRVSUySULRV OHLD-VH "… ou nos casos em que os artigos RX GR5HJXODPHQWR 8(Q SURtEHP esses pagamentos a detentores de inVWUXPHQWRVLQFOXtGRVQRVIXQGRVSUySULRV 8111/16 ANEXO 61 JUR www.parlament.gv.at PT 2. Na página 408, artigo Q RQGHVHOr 3DUDHIHLWRVGRQ DVLQVWLWXLo}HVSRGHPVHUREULJDGDVDPDQWHUSDUDDOpPGRVIXQGRV SUySULRVSULQFLSDLVGHQtYHOPDQWLGRVSDUDFXPSULURUHTXLVLWRGHIXQGRVSUySULRVLPSRVWR pelo artigo GR5HJXODPHQWR 8(Q «$DXWRULGDGHFRPSHWHQWHRXD DXWRULGDGHGHVLJQDGDSRGHH[LJLUTXHDVLQVWLWXLo}HVPDQWHQKDPDUHVHUYDSDUDULVFR VLVWpPLFRHPEDVHLQGLYLGXDOHFRQVROLGDGD OHLD-VH PDUDHIHLWRVGRQ 1 do presente artigo, as LQVWLWXLo}HVSRGHPVHUREULJDGDVDPDQWHUSDUD DOpPGRVIXQGRVSUySULRVSULQFLSDLVGHQtYHOPDQWLGRVSDUDcumprir os requisitos de IXQGRVSUySULRVLPSRVWRSHORDUWLJR GR5HJXODPHQWR 8(Q « A DXWRULGDGHFRPSHWHQWHRXDDXWRULGDGHGHVLJQDGDSRGHH[LJLUTXHDVLQVWLWXLo}HVPDQWHQKDP DUHVHUYDSDUDULVFRVLVWpPLFRHPEDVHindividual, consolidada e subconsolidada.". 8111/16 ANEXO 62 JUR www.parlament.gv.at PT Na página 416, artigo Q 1, segundo parágrafo: RQGHVHOr "As autorLGDGHVFRPSHWHQWHVVyFRQFHGHPHVWDDXWRUL]DomRFRPEDVHQDVLWXDomRLQGLYLGXDOGD LQVWLWXLomRGHFUpGLWR« OHLD-VH $VDXWRULGDGHVFRPSHWHQWHVVyFRQFHGHPHVWDDXWRUL]DomRFRPEDVHQDVLWXDomRLQGLYLGXDOde uma LQVWLWXLomR …". 4. Na página 421, artigo Q 5, primeira frase: RQGHVHOr "5. «DVDXWRULGDGHVFRPSHWHQWHV«HVWDEHOHFHPHSUHVLGHPDXPFROpJLRGHDXWRULGDGHVGH VXSHUYLVmRDILPGHIDFLOLWDU«RLQWHUFkPELRGHLQIRUPDo}HVDRDEULJRGRDUWLJR OHLD-VH "5. … as autoridades compHWHQWHV«HVWDEHOHFHPHSUHVLGHPDXPFROpJLRGHDXWRULGDGHVGH VXSHUYLVmRDILPGHIDFLOLWDU«RLQWHUFkPELRGHLQIRUPDo}HVDRDEULJRGRartigo .". 8111/16 ANEXO JUR www.parlament.gv.at PT $1(;Ă RECTIFICARE la 'LUHFWLYD8(D3DUODPHQWXOXL(XURSHDQ܈LD&RQVLOLXOXLGLQLXQLHFX SULYLUHODDFFHVXOODDFWLYLWDWHDLQVWLWX܊LLORUGHFUHGLW܈LVXSUDYHJKHUHDSUXGHQ܊LDOăD LQVWLWX܊LLORUGHFUHGLW܈LDILUPHORUGHLQYHVWL܊LLGHPRGLILFDUHD 'LUHFWLYHL&(܈LGH DEURJDUHD'LUHFWLYHORU&(܈L&( (-XUQDOXO2ILFLDODO8QLXQLL(XURSHQH/GLQLXQLH) 1. La pagina DUWLFROXODOLQHDWXO (4): vQORFGH „… nu face obiectul supravegherii în temeiul prezentei directive sau al Directivelor 2009/65/CE, &(VDX&(´ VHFLWHЮWH „… nu face obiectul supravegherii în temeiul prezentei directive sau al Directivei 2009/65/CE, &(VDX&(´ 2. 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